Successfully implemented a project to comply with initial requirements of Canadian Securities Administrators Multilateral Instrument 52-109 relating to the evaluation of the design effectiveness of internal control over financial reporting.
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GMP Capital Trust an income trust listed on the TSX, carries on business through several entities and is a leading independent Canadian investment dealer and full-service investment firm focused on investment banking and institutional equities for corporate, private and institutional investors. |
Client: | GMP Capital Trust |
Industry: | Compliance |
Project: | Bill 198 (C-SOX) compliance |
Services: | Risk management/controls consulting including project management |
Objective: | Comply with initial requirements of Canadian Securities Administrators Multilateral Instrument 52-109 relating to the evaluation of the design effectiveness of internal control over financial reporting |
Solution: | A two-phased approach was used:
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Result: | Notwithstanding a very tight deadline, successfully met all compliance requirements. |